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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-13 |
| PA | RA | APPROVED | 2017-03-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Philadelphia | PA | 11/2014 | 10/2016 |
| Tiaa-Cref Individual & Institutional Services, Llc | Philadelphia | PA | 11/2014 | 10/2016 |
| The Vanguard Group, Inc. | Malvern | PA | 02/2017 | Present |
| Unemployed | West Chester | PA | 10/2016 | 02/2017 |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Limited agent -Spouse INVESTMENT-RELATED: ADDRESS: West Chester, PA START DATE: 7/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 1
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-04-19 |
| S65 | Uniform Investment Adviser Law Examination | 2005-07-05 |
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