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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
| MS | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of New Albany | New Albany | MS | 03/2001 | Present |
| Sorrento Pacific Financial, Llc | San Diego | CA | 12/2005 | Present |
| Lpl Financial Llc | New Albany | MS | 05/2025 | Present |
1- 06/2025 / BNA Investments & Financial Management / DBA for LPL Business (entity for LPL business) / Investment Related / 173 hrs mth / 141 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-02 |
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