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CRD 2030301
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-05-27 |
Branch Locations
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Clearwater Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mvp Group Inc | Devon | PA | 12/1994 | Present |
| Gwn Securities Inc | Palm Beach Gardens | FL | 02/2015 | Present |
1)INDEPENDENT INSURANCE AGENT,YES,505 PORTSMOUTH CT, DOYLESTOWN, PA 18901,FIXED INSURANCE SALES,INDEPENDENT INSURANCE AGENT,05/28/2009,160,160,SALES OF FIXED INSURANCE PRODUCTS. ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2015-02-27,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-22 |
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