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John Anthony Polyviou

Ip Financial Advisory Services LLC

Charlotte, NC

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Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-13
  • NC RA
    APPROVED
    Since 2024-09-13

Branch Locations

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 04/2014 06/2021
Linden Thomas And Company Securities, Llc. Charlotte NC 06/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-18
S63 Uniform Securities Agent State Law Examination 1990-05-08
  • S65 Uniform Investment Adviser Law Examination
    2014-07-18
  • S63 Uniform Securities Agent State Law Examination
    1990-05-08
Other Names
  • John A Polyviou
  • John Anthony Polyviou

View on SEC IAPD

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