Nancy Rose Mcelroy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 11/2016
  Wells Fargo Advisors Llc
  Kansas City, MO
• 11/2016 → 12/2020
  Wells Fargo Clearing Services, Llc
  Kansas City, MO
• 12/2020 → Present
  Lpl Financial Llc
  North Kansas City, MO

Previous Registrations

• 2010-09-03 → 2020-12-14
  Wells Fargo Clearing Services, Llc
  Mission Woods, KS
• 2009-06-01 → 2010-09-16
  Morgan Stanley
  Kansas City, MO
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Kansas City, MO
• 2003-01-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  Kansas City, MO
  Kansas City, MO
• 1998-01-01 → 2003-01-14
  Banc Of America Investment Services, Inc.
  Liberty, MO

Other Businesses

1)12/11/2020- GASCONADE RIDGE FARMS LLC- Business Entity For Tax/ Investment Purposes Only- Non-Inv. Related- Dixon, MO- 0% 2) 6/7/2021 - ACACIA WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/15/2020 - 170 Hours Per Month/8 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-06
• S63 Uniform Securities Agent State Law Examination
  1990-03-05

Other Names

• Nancy Rose Wilson