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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-13 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Wilmington | NC | 08/2000 | Present |
New Hanover Hospital Foundation / 2259 South 17th Street Wilmington,NC 28403 / Foundation/ Health Care & Pharmaceuticals / Fundraising for New Hanover Medical Center / Officer / / Secretary. Responsible for nominating committee / Start Date 3/30/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-29 |
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