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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-09 |
| WI | RA | APPROVED | 2023-08-09 |
Branch Locations
2607 N Grandview Blvd., #131, Waukesha, WI 53188 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Services Group | Brookfield | WI | 10/1989 | 10/2016 |
| Gwn Securities | Palm Beach Gardens | FL | 01/2005 | 08/2023 |
| Planmember Securities Corporation | Carpinteria | CA | 08/2023 | Present |
| Northbound Financial Services | Waukesha | WI | 08/2023 | Present |
| Jill A. Snyder (Self Employed) | Waukesha | WI | 10/1991 | Present |
| Jill A. Snyder (Self Employed) | Waukesha | WI | 01/2013 | Present |
Northbound Financial Services- 2607 N. Grandview Blvd., #131 Waukesha, WI 53188; Investment related; Financial services-securities & insurance sales & svcs; Financial Advisor; Start date 8/2023; 160 hrs/mnth & during trading. 2) Jill A. Snyder (self-employed)-2607 N. Grandview Blvd., #131 Waukesha, WI 53188; Investment related; Insurance (fixed & indexed annuities) sales & svcs; Insurance Agent; Start date 10/1991; 5 hrs/mnth; 1 hr/mnth during trading. 3) Jill A. Snyder (self-employed)- 2607 N. Grandview Blvd., #131 Waukesha, WI 53188; Non-investment related; Medicare sales; Agent; Start date 1/2013; 10 hrs/mnth; 1 hr/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-19 |
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