Robert Christopher Roland

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → Present
  Roland & Roland
  Nelson, NH
• 08/2010 → 12/2017
  Lincoln Investment
  Nelson, NH
• 01/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2010-08-02 → 2017-12-31
  Lincoln Investment
  Waltham, MA
  Cincinnati, OH
  Nelson, NH
• 2003-06-06 → 2010-08-02
  Mm Ascend Life Investor Services, Llc
  Cincinnati, OH
  Nelson, NH
  Nelson, NH
  Cincinnati, OH
• 2002-03-15 → 2002-12-31
  Eastern Point Advisors Inc.
  Nelson, NH

Other Businesses

1.ROLAND & ROLAND, 140 HENDERSON RD, NELSON, NH, 4/1990 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 10/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/YR - 10/TRADING. 01/16/18. 3.EDUCATING OTHERS ABOUT BUDGETING AND GOALS, 140 HENDERSON RD, NELSON, NH, 11/2018. NIR - 1/MO - 0/TRADING. 4. TOWN OF NELSON, 7 NELSON COMMON, NELSON, NH, ZONING BOARD OF ADJUSTMENT MEMBER, 07/21/21, NIR 1 HR/MO- 0/TRADING HR.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-03-23