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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-11-13
  • IL RA
    APPROVED
    Since 2009-11-13

Branch Locations

300 Holmes Ave., Clarendon Hills, IL 60514 • United States

825 Plainfield Road, Willowbrook, IL 60527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Williowbrook IL 03/2014 02/2017
Pnc Investments Willowbrook IL 03/2014 02/2017
Pnc Investments Pittsburgh PA 02/2017 Present
  • 03/2014 → 02/2017
    Pnc Bank
    Williowbrook, IL
  • 03/2014 → 02/2017
    Pnc Investments
    Willowbrook, IL
  • 02/2017 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
  • 2008-01-11 → 2009-11-13
    Natcity Investments, Inc.
    Clarendon Hills, IL
  • 1998-07-09 → 2008-01-31
    Invest Financial Corporation
    Clarendon Hills, IL
    Downers Grove, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-13
S63 Uniform Securities Agent State Law Examination 1991-05-16
  • S65 Uniform Investment Adviser Law Examination
    1998-08-13
  • S63 Uniform Securities Agent State Law Examination
    1991-05-16
Other Names
  • Barbara Cozzi

View on SEC IAPD

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