Gregg Carol Buxton

Employer firm

Great Valley Advisor Group, LLC CRD 123913

$10.6B regulatory AUM 55 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 09/2016
  Lpl Financial, Llc
  New York, NY
• 09/2016 → 09/2016
  Msi Financial Services
  New York, NY
• 10/2016 → Present
  Lpl Financial Llc
  Boca Raton, FL
• 08/2022 → Present
  Great Valley Advisor Group
  Berwyn, PA

Previous Registrations

• 2016-09-26 → 2016-10-04
  Msi Financial Services, Inc.
  New York, NY
• 2007-06-18 → 2016-09-26
  Lpl Financial Llc
  Greenwich, CT

Other Businesses

1. 10/10/2016 - Buxton Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2012 - 0 Hrs/Mth - 0 Hrs During Trading. 2. 08/23/2022 - Great Valley Advisor Group, Inc. - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 08/15/2022 - 100 Hours Per Month/80 Hours During Securities Trading - Time Spent 63% - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 3. 07/17/2023 - NCD Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 07/10/2023 - 10 Hours Per Month/ 5 Hours During Trading. 4) 08/13/2025 - Swan Wealth Management Group, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/05/2025 - 120 Hrs/Mth - 5 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-02-21

Designations

• Certified Financial Planner