Dennis Michael Hellwig

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 10/2024
  American Portfolios Financial Services, Inc.
  Clifton Park, NY
• 10/2024 → 01/2025
  Osaic Wealth, Inc.
  Houston, TX
• 01/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-11-10 → 2025-01-30
  Osaic Wealth, Inc.
  Clifton Park, NY
  Houston, TX

Other Businesses

1. Name of other business: North Ridge Wealth Planning LLC Investment related: Yes Address: Same as registered location Nature of business: Financial Services Marketing Name Start Date: 01/2025 Apx number of hours per week:40 Apx number of hours during trading hours:40 Position/title/relationship: Financial Professional Brief description of duties: Financial Sales and Service; 2. Name of other business: Charles Lawson Baur Foundation Investment related: No Address: Same as residential address Nature of business: Charitable Foundation Start Date: 01/2016 Apx number of hours per week: .1 Apx number of hours during trading hours:0 Position/title/relationship: President Brief description of duties: Locate eligible candidates for charitable donations; 3. NAME OF OTHER BUSINESS: DMH ADVISORS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX ENTITY; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY-TO-DAY OPERATIONS OF TAX ENTITY;

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-11-10
• S63 Uniform Securities Agent State Law Examination
  1990-05-16