Eugene Joseph Mulvaney

Current Employers

Employment History

• 01/2015 → 05/2017
  Wunderlich Securities, Inc.
  Memphis, TN
• 05/2017 → 12/2024
  B. Riley Wealth Management
  Parsippany, NJ
• 07/2022 → 12/2024
  B. Riley Wealth Advisors, Inc.
  Parsippany, NJ
• 12/2024 → Present
  Independence Square Holdings, Llc
  Short Hills, NJ
• 12/2024 → Present
  Lpl Financial Llc
  Short Hills, NJ

Previous Registrations

• 2022-08-26 → 2024-12-23
  B. Riley Wealth Advisors, Inc.
  Parsippany, NJ
  Short Hills, NJ
• 2015-01-30 → 2022-12-31
  B. Riley Wealth Management
  New York, NY
  New York, NY
  New York, NY
  Parsippany, NJ
  Parsippany, NJ
  Memphis, TN
  Short Hills, NJ
  Memphis, TN
  Nashville, TN
• 2006-03-20 → 2015-01-28
  Dominick & Dickerman Llc
  Old Greenwich, CT
  New York, NY
• 2003-01-17 → 2005-01-31
  Credit Suisse Securities (Usa) Llc
  New York, NY
• 2002-07-09 → 2003-01-17
  Pershing Llc
  New York, NY

Other Businesses

1-12/2024 / Independence Square Advisors / DBA for LPL Business (entity for LPL business) / INV RLTD 2) 01/08/2025 - Independence Square Holdings LLC - Investment Related - Registered Investment Advisor Hybrid -At Reported Business Location(s) - Start Date:12/13/2024 -160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Independence Square Holdings LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-10
• S63 Uniform Securities Agent State Law Examination
  1990-09-24

Other Names

• Gene Mulvaney
• Eugene Joseph Mulvaney
• Eugene Joseph Mulvaney, Jr.
• Eugene Joseph Mulvaney