Romelda Rae Giles

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2016-03-21
OH	RA	APPROVED	2016-03-21

KY RA
APPROVED

Since 2016-03-21
OH RA
APPROVED

Since 2016-03-21

Branch Locations

8100 Burlington Pike, Florence, KY 41042 • United States

6120 South Gilmore Road Suite 206, Fairfield, OH 45014 • United States

3003 Dixie Highway, Edgewood, KY 41017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Fifth Third Securities	Cincinnati	OH	04/2014	Present

04/2014 → Present

Fifth Third Securities

Cincinnati, OH

Other Businesses

The Home Economics Co. - 19303 Briarway North Dr., Guilford, IN - online product sales - owner - 14 hrs/mo (0 during mkt hrs) - not investment related - will not interfere with duties at firm

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-21
S63	Uniform Securities Agent State Law Examination	2005-09-26

S66 Uniform Combined State Law Examination

2016-03-21
S63 Uniform Securities Agent State Law Examination

2005-09-26

Other Names

Romelda Rae Shaffer
Romelda Rae Tidwell

View on SEC IAPD