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Randall Scott Houghton

Cetera Investment Advisers LLC

Temecula, CA

Temecula, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

Temecula, CA • United States

43537 Ridge Park Drive, Temecula, CA 92590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Inc Temecula CA 10/2015 09/2019
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Summit Financial Group Inc Temecula CA 04/2019 05/2021
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/2015 → 09/2019
    Summit Brokerage Services Inc
    Temecula, CA
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2019 → 05/2021
    Summit Financial Group Inc
    Temecula, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2019-04-30 → 2021-05-20
    Summit Financial Group Inc
    Temecula, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-19
S63 Uniform Securities Agent State Law Examination 1990-03-13
  • S65 Uniform Investment Adviser Law Examination
    2017-07-19
  • S63 Uniform Securities Agent State Law Examination
    1990-03-13
Other Names
  • Randall Scott Houghton

View on SEC IAPD

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