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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-02-07 |
| MI | RA | APPROVED | 2010-09-21 |
Branch Locations
130 Kercheval Avenue, Grosse Pointe Farms, MI 48236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Grosse Pointe | MI | 07/1993 | Present |
| Morgan Stanley Smith Barney | Grosse Pointe | MI | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*65743- City of Grosse Pointe; Investment related: No; grosse pointe, Michigan; Government; Elected for Political Office (proprietor, partner, officer, director, employee, trustee, agent); 11/2005; During business hours: 5; After business hours: 0; city council member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-16 |
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