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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-14
  • PA RA
    APPROVED
    Since 2024-08-14

Branch Locations

150 S Warner Rd Ste 220, King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagemark Consulting, Inc. Exton PA 10/1989 Present
Lincoln Financial Advisors Corporation Berwyn PA 06/1998 08/2024
Lpl Financial, Llc Berwyn PA 08/2024 Present
  • 10/1989 → Present
    Sagemark Consulting, Inc.
    Exton, PA
  • 06/1998 → 08/2024
    Lincoln Financial Advisors Corporation
    Berwyn, PA
  • 08/2024 → Present
    Berwyn, PA
Previous Registrations
  • 2011-07-27 → 2024-08-16
    Osaic Fa, Inc.
    Exton, PA
    Exton, PA
    Berwyn, PA
    Exton, PA
    Exton, PA
    Cherry Hill, NJ
Other Businesses

1) 06/2024 - PFG Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 06/2024 - Academy Financial, Inc / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3) 06/2024 - Whitford Advisors, LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Related / Berwyn, PA / Start date 08/15/2024 - 8 Hrs per month - 5 % Time Spent 4) 06/2024 - Family farm / Other / Non Inv. Related / Elverson, PA / Start date 10/14/2021 - 5- 07/2024 / Academy Financial / Non-Variable Insurance / Inv Related / 3 hrs mnth / 1 hrs during trading / start 04/01/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-02
S63 Uniform Securities Agent State Law Examination 1990-02-07
  • S65 Uniform Investment Adviser Law Examination
    1998-11-02
  • S63 Uniform Securities Agent State Law Examination
    1990-02-07
Designations
Other Names
  • Al Glassey

View on SEC IAPD

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