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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

369 E Fairmount Avenue, Lakewood, NY 14750 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Buffalo NY 12/2005 Present
Previous Registrations
  • 1999-05-14 → 2005-12-31
    Keybanc Capital Markets Inc.
    Jamestown, NY
Other Businesses

1) Holy Apostles R.C. Parish ( Non-Profit Org). Roman Catholic Church. Established over 20 years ago. 508 Cherry St. Jamestown, NY 14701. Member: Finance Committee. 1 hour per month. Zero hours during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-02
S63 Uniform Securities Agent State Law Examination 1990-03-29
  • S65 Uniform Investment Adviser Law Examination
    1995-11-02
  • S63 Uniform Securities Agent State Law Examination
    1990-03-29

View on SEC IAPD

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