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5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-07-01 |
| WI | RA | APPROVED | 2025-07-01 |
| IN | RA | APPROVED | 2025-06-27 |
| NC | RA | APPROVED | 2025-06-27 |
| MI | RA | APPROVED | 2018-05-16 |
| IL | RA | APPROVED | 2012-06-28 |
Branch Locations
5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States
5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David A. Noyes & Company | Skokie | IL | 03/1994 | Present |
| Wells Fargo Advisors Llc | Skokie | IL | 05/2009 | Present |
| Uhlmann Price Securities | Chicago | IL | 12/2011 | Present |
Uhlmann Investment Management LLC,: Investment Related,5202 Old Orchard Road, Skokie IL 60077. Advisor 06/28/20, 60+ hours per month during trading hours , Fee Based Compensation, UIM is owned by UP Securities to serve their advisory clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-26 |
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