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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-01-26 |
| TX | RA | APPROVED_RES | 2025-05-04 |
| MN | RA | APPROVED | 2025-05-02 |
Branch Locations
708 Cleveland Ave Sw Ste 200, New Brighton, MN 55112 • United States
Henderson, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc. | Minneapolis | MN | 05/2005 | 05/2025 |
| Financial Dimensions Group, Inc. | Minneapolis | MN | 05/2005 | 10/2024 |
| Lpl Financial Llc | Minneapolis | MN | 05/2025 | Present |
1 - 04/2025 - Westrup Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 27 Hours/Month - 6.50 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-14 |
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