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Thomas Goodwin Roediger

Truist Advisory Services, Inc.

Charlotte, NC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-17
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

2320 Cascade Pointe Blvd Ste 200, Charlotte, NC 28208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Charlotte NC 06/2015 02/2018
Bb&T Investments Charlotte NC 02/2018 02/2021
Bb&T Securities, Llc Charlotte NC 02/2018 02/2021
Truist Investment Services, Inc. Charlotte NC 02/2021 Present
Truist Advisory Services, Inc. Charlotte NC 02/2021 Present
  • 06/2015 → 02/2018
    Pnc Investments
    Charlotte, NC
  • 02/2018 → 02/2021
    Bb&T Investments
    Charlotte, NC
  • 02/2018 → 02/2021
    Bb&T Securities, Llc
    Charlotte, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Charlotte, NC
  • 02/2021 → Present
    Truist Advisory Services, Inc.
    Charlotte, NC
Previous Registrations
  • 2018-02-26 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Richmond, VA
  • 2014-09-13 → 2018-02-26
    Pnc Wealth Management Llc
    Charlotte, NC
    Creedmoor, NC
    Oxford, NC
    Highlands, NC
    Zebulon, NC
    Asheville, NC
    Candler, NC
    Rutherfordton, NC
    Henderson, NC
    Port St. Lucie, FL
    Charlotte, NC
    Franklin, NC
    West Palm Beach, FL
    West Palm Beach, FL
    Matthews, NC
    Charlotte, NC
    Palm Beach, FL
    Zebulon, NC
  • 2005-08-03 → 2006-01-20
    National Planning Corporation
    Monroeville, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-13
S63 Uniform Securities Agent State Law Examination 1999-02-12
S65 Uniform Investment Adviser Law Examination 1993-03-05
  • S66 Uniform Combined State Law Examination
    2014-09-13
  • S63 Uniform Securities Agent State Law Examination
    1999-02-12
  • S65 Uniform Investment Adviser Law Examination
    1993-03-05
Other Names
  • Tom Roediger

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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