Joan Carr

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Des Moines, IA
• 11/2016 → 06/2023
  Wells Fargo Clearing Services, Llc
  Des Moines, IA
• 06/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  West Des Moine, IA

Previous Registrations

• 2011-01-03 → 2023-06-16
  Wells Fargo Clearing Services, Llc
  West Des Moines, IA
  Clive, IA
• 2002-04-18 → 2011-01-03
  Wells Fargo Investments, Llc
  Des Moines, IA
  Des Moines, IA

Other Businesses

FARMLAND RENTAL; INV. RELATED; MANNING, IA; 60% OWNERSHIP, START DATE 4/1/2023; 0 HRS PER MONTH AND DURING TRADING.;PARTIAL OWNER OF RENTAL PROPERTY.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-04
• S65 Uniform Investment Adviser Law Examination
  1999-12-23
• S63 Uniform Securities Agent State Law Examination
  1990-12-21

Other Names

• Joan Susan Nissen
• Joan Susan Carr