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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-02-16
  • MD RA
    APPROVED
    Since 2025-02-16

Branch Locations

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Perry Hall, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc Baltimore MD 02/2012 03/2017
Mml Investors Services, Llc Hunt Valley MD 03/2017 11/2021
Massmutual Life Insurance Company Hunt Valley MD 07/2016 11/2021
Msi Financial Services, Inc. Baltimore MD 02/2012 03/2017
Maryland Financial Group, Inc.dBachesapeake Financial Planners Perry Hall MD 11/2021 Present
Lpl Financial Llc Perry Hall MD 11/2021 Present
Great Valley Advisor Group Perry Hill MD 02/2025 Present
  • 02/2012 → 03/2017
    Metlife Securities, Inc
    Baltimore, MD
  • 03/2017 → 11/2021
    Hunt Valley, MD
  • 07/2016 → 11/2021
    Massmutual Life Insurance Company
    Hunt Valley, MD
  • 02/2012 → 03/2017
    Msi Financial Services, Inc.
    Baltimore, MD
  • 11/2021 → Present
    Maryland Financial Group, Inc.dBachesapeake Financial Planners
    Perry Hall, MD
  • 11/2021 → Present
    Lpl Financial Llc
    Perry Hall, MD
  • 02/2025 → Present
    Great Valley Advisor Group
    Perry Hill, MD
Previous Registrations
  • 2021-11-22 → 2025-02-19
    Maryland Financial Group, Inc.
    Rockville, MD
    Perry Hall, MD
  • 2017-03-25 → 2021-11-23
    Baltimore, MD
    Hunt Valley, MD
  • 2012-03-14 → 2017-03-25
    Msi Financial Services, Inc.
    Elkridge, MD
    Baltimore, MD
  • 2010-12-07 → 2012-01-13
    Falls Church, VA
    Perry Hall, MD
Other Businesses

1) 11/2021- Chesapeake Financial Planners LLC- DBA for LPL Business (entity for LPL business)- inv. related- Perry Hall, MD- start date 10/14/2021 2) 11/2021- Mark Rossbach- Non-Variable Insurance- Agent selling life, medicare, accident, health, disability and long term care- inv. related- Perry Hall, MD- start date 3/2012- 25-hrs/mth 3) 02/26/2025- Great Valley Advisor Group- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 01/31/2025- 80 Hours Per Month- 80 Hours During Trading 4) 02/26/2025- Great Valley Advisor Group- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 02/18/2025- 80 Hours Per Month- 80 Hours During Trading-I provide investment advisory services through Great Valley Advisor Group, an independent investment advisor firm. I started this business activity in 02/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-06
  • S66 Uniform Combined State Law Examination
    2010-12-06

View on SEC IAPD

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