John Alan Kuntz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 05/2023
  At Your Service Tax & Accounting Of North Pinellas
  Tarpon Springs, FL
• 07/2014 → 06/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 07/2014 → 06/2023
  Spc
  Ann Arbor, MI
• 06/2023 → Present
  Lpl Financial Llc
  Tarpon Springs, FL

Previous Registrations

• 2014-08-01 → 2023-06-08
  Spc
  Tarpon Springs, FL
  Ann Arbor, MI
  Clearwater, FL
• 2009-01-26 → 2014-08-05
  Voya Financial Advisors, Inc.
  Dunedin, FL
  Tarpon Springs, FL
• 2005-09-20 → 2009-01-07
  Ameriprise Advisor Services, Inc.
  New Port Richey, FL
  New Port Richey, FL
• 2001-05-24 → 2005-09-22
  Asset & Financial Planning, Ltd
  Port Richey, FL

Other Businesses

1. 06/05/2023 - Upstream Investment Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 07/16/2024 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 5 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-05-31
• S63 Uniform Securities Agent State Law Examination
  1993-03-18

Designations

• Certified Financial Planner