Richard Anthony Alter

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → 06/2024
  Securities America, Inc.
  Boca Raton, FL
• 04/2000 → 06/2024
  Securities America Advisors, Inc.
  Boca Rotan, FL
• 05/2000 → Present
  Alter Retirement Planning, Inc.
  Boca Raton, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Boca Raton, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Boca Raton, FL

Previous Registrations

• 2000-04-20 → 2024-06-14
  Securities America Advisors, Inc.
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

1.ALTER RETIREMENT PLANNING POSITION: President NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISOR REPRESENTATIVE- INVESTMENT ADVISORY- INVESTMENT RELATED- START DATE: 4/2000 LOCATED AT 994 NW 6TH DRIVE BOCA RATON, FL 33486 INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 04/01/2000 ADDRESS: 994 NW 6TH DRIVE, Boca Raton FL 33486 DESCRIPTION: investment advisory through SAA 2. ALTER RETIREMENT PLANNING POSITION: sales rep NATURE: Insurance or fixed annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2020 ADDRESS: 994 NW. 6th Dr, Boca Raton FL 33486, United States DESCRIPTION: review clients situation and recommend fixed products when appropriate 3. ALTER RETIREMENT PLANNING POSITION: President NATURE: Fixed insurance and annuity sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1990 ADDRESS: 994 NW 6th Drive, Boca Raton FL 33486, United States DESCRIPTION: Occasionally recommend fixed products to clients when appropriate

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-01-22