Todd Brian Richardson

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Stifel Nicolaus & Co Inc
  Newport Beach, CA

Previous Registrations

• 2008-01-01 → 2009-05-06
  Wells Fargo Clearing Services, Llc
  Irvine, CA
• 1997-07-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Irvine, CA
  Irvine, CA
  St. Louis, MO

Other Businesses

1. Professional musician, 43343 Callaway Court Unit B, Palm Desert, CA, 92260; private events, public performance and recordings; 05/05/2009; 12 Hours per Month; Not during securities trading hours; Not Investment-Related

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-03-26

Designations

• Certified Financial Planner

Other Names

• Todd B Richardson
• Todd Richardson