Stephen Eugene Rodewald

Current Employers

Employment History

• 12/2014 → 07/2021
  Waddell & Reed, Inc
  Leawood, KS
• 12/2014 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Greenwood, MO
• 04/2015 → 07/2021
  Ram & Associates Llc
  Greenwood, MO
• 07/2021 → Present
  Lpl Financial Llc
  Lees Summit, MO

Previous Registrations

• 2014-12-15 → 2021-07-21
  Waddell & Reed
  Shawnee, KS
  Edmond, OK
  Independence, MO
  Lees Summit, MO
• 2010-06-08 → 2014-12-16
  Arvest Wealth Management
  Leawood, KS
  Lee'S Summit, MO
  Lee'S Summit, MO
  Leawood, KS
  Overland Park, KS
  Kansas City, MO
  Kansas City, MO
  Independence, MO
• 2004-05-21 → 2010-06-04
  Uvest Financial Services Group, Inc.
  Kansas City, MO
  Charlotte, NC
  Kansas City, MO
  Olathe, KS
  Kansas City, MO
  Maryville, MO
  Independence, MO
• 2002-07-22 → 2004-06-01
  Commerce Brokerage Services, Inc.
  Kansas City, MO

Other Businesses

1- 04/12/2022 - LifeGoals Strategies Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2021 - 160 Hours Per Month/ 160 Hours During Securities 2- 06/11/2024 - RX Wealth Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 40 Hours Per Month/ 0 Hours During Trading 3- 05/29/2026 - Associates of Clifton Park - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-02
• S63 Uniform Securities Agent State Law Examination
  1990-03-09

Other Names

• Stephen E Rodewald
• Steve Eugene Rodewald
• Stephen Eugene Rodewald
• Steve E. Rodewald
• Stephen Eugene Rodewald