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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
5800 Kennedy Avenue Suite 3, Export, PA 15632 • United States
2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Pittsburgh | PA | 02/1990 | 11/2024 |
| Lpl Enterprise, Llc | Export | PA | 11/2024 | Present |
1) 09/18/2024- John Carson- Sell and service Medicare Advantage plans to seniors- Non-Variable Insurance Commission Trails- INV Related- Export, PA- Start Date 09/01/2014- 0hrs/mth- 0hrs during trading 2) 11/17/2025-Carson Financial Services-Advisor-Non-Variable Insurance-Inv related-At Export, PA-Start date 10/12/2010-12hrs/mth-12hrs/mth during trading 3) 11/14/2025-Carson Financial as contracted by Prudential-Agent-Property and Casualty-Inv related-At Export, PA-Start date 02/12/1990-25hrs/mth-25hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-02 |
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