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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-05-29 |
| VA | RA | APPROVED | 1997-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Richmond | VA | 09/1997 | Present |
| #Ia Linsco/Private Ledger Corp. | Richmond | VA | 09/1997 | Present |
1. 04/14/2011 - Non-Variable Insurance DBA - INV REL - 20% TIME SPENT - SELLING OUTSIDE FIXED INSURANCE - LIFE, HEALTH, LONG TERM CARE, DISABILITY 2. 04/14/2011 - Dingman Financial Services, LLC - INV REL -Business Entity For Tax/Investment Purposes Only - 95% TIME SPENT - Scott C. Dingman, LLC listing is not correct. It should be, Dingman Financial Services, LLC and Scott C. Dingman is 50% owner and the Managing Parnter 3. 07/03/2013 - ACES REAL ESTATE 1, LLC - REAL ESTATE RENTAL - ONE 2,500SF BUSINESS CONDO (1 FLOOR) WITH 3 RENTAL UNITS. WE WILL OCCUPY 1,400SF~ WITH ANOTHER RENTER TAKING 1,000SF~ AND LAST RENTER TAKING 100SF. RENTERS ARE NOT CLIENTS AND DO NOT WORK FOR ANOTHER B/D OR RIA. - MIDLOTHIAN, VA 4. 03/18/2019 - ACES Real Estate II, LLC - Investment related - Forest Lake, MN - Real Estate Rental - Start date:02/01/2019 - 1 hr/mo - 0 hrs during trading - As an inheritance from my father, I am the owner of a 5.25 acre lot of raw land in Forest Lake, MN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-12 |
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