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Joseph W Johnston

J.P. Morgan Securities LLC

Newton, NJ

Vernon, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-29
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2018-08-29
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

120 Hampton House Road, Newton, NJ 07860-1499 • United States

550 Rte 515, Vernon, NJ 07462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Newton NJ 10/2012 Present
Jpmorgan Chase Bank, Na. Newton NJ 10/2006 Present
Previous Registrations
  • 2006-10-04 → 2012-10-01
    Chase Investment Services Corp.
    Franklin, NJ
    Vernon, NJ
    Newton, NJ
    Franklin, NJ
    Sussex, NJ
    Vernon, NJ
    Sussex, NJ
    Sussex, NJ
    Montague, NJ
    Franklin, NJ
  • 2006-05-30 → 2006-10-04
    Bny Investment Center Inc.
    New York, NY
    Vernon, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-22
S63 Uniform Securities Agent State Law Examination 1991-05-21
  • S65 Uniform Investment Adviser Law Examination
    2006-05-22
  • S63 Uniform Securities Agent State Law Examination
    1991-05-21
Other Names
  • William Johnston
  • Joseph Willaim Johnston
  • Joe Johnston
  • Joseph W Jr Johnston
  • Joseph William Johnston

View on SEC IAPD

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