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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-13
MA RA APPROVED 2022-11-16
  • TX RA
    APPROVED_RES
    Since 2022-12-13
  • MA RA
    APPROVED
    Since 2022-11-16

Branch Locations

1 Beacon St. 15Th Floor, Boston, MA 02108 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co., Inc. Boston MA 02/2016 11/2022
Raymond James Financial Services Inc Boston MA 11/2022 Present
Raymond James Financial Services Advisors Boston MA 11/2022 Present
  • 02/2016 → 11/2022
    Cantella & Co., Inc.
    Boston, MA
  • 11/2022 → Present
    Raymond James Financial Services Inc
    Boston, MA
  • 11/2022 → Present
    Raymond James Financial Services Advisors
    Boston, MA
Previous Registrations
  • 2016-02-23 → 2022-11-15
    Cantella & Co., Inc.
    Malden, MA
    Boston, MA
Other Businesses

(1) Name of Business: Chestnut Hill Wealth Management Group Address: 1 Beacon St, Boston, MA, 02108-3107, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President, Associate/Employee Investment Related: No Start Date: 12/08/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: It's a DBA name for one of my split FA numbers (2) Name of Business: Mercator Wealth Management Address: 1 Beacon St. 15th Floor, Boston, MA, 02108, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/31/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Probably doing this wrong, but this is my DBA Name

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-23
S63 Uniform Securities Agent State Law Examination 1990-02-06
  • S65 Uniform Investment Adviser Law Examination
    1991-10-23
  • S63 Uniform Securities Agent State Law Examination
    1990-02-06
Designations
Other Names
  • Philp Andre Peloquin

View on SEC IAPD

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