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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-08 |
| TX | RA | APPROVED | 2017-01-04 |
| CT | RA | APPROVED | 2016-07-29 |
Branch Locations
1545 Iyannough Rd, Hyannis, MA 02601 • United States
Placida, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hyannis | MA | 05/2016 | Present |
| Bank Of America, N.A. | Hyannis | MA | 12/2016 | Present |
I*2124260, Entity Type: Fiduciary, Name of OBA: M V S, Address: Chatham, Massachusetts, 02633, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 11/01/2024, No Hours: 5 Yearly, No Hours during Trading: 5 , Duties: POA for spouse I*3168289 Entity Type: Charitable Name of OBA: Lemon Bay Golf Club ABS Committee Address: Englewood, Florida, 34224 Investment Related: No Position, Title, Association: Committee Employee Start Date: 11/17/2025 Number of Hours: 10, Yearly Number of Hours during trading: 4, Yearly Duties: Fundraising committee for "A Better Shot", a 501c3 that raises funds for youth college scholarships. Committee member, assistance with events, not giving any financial advice and do not have control of or access to any organizational funds. My committee role is to be present at planning and strategy meetings, encourage acquaintances and other club members to participate in the golf and auction events and assist on the day of events with directing participants to the proper areas.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-09 |
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