Michael Liguori

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 05/2023
  Ameriprise Financial Services, Inc.
  East Meadow, NY
• 05/2023 → Present
  Principal Life Insurance Company
  Melville, NY
• 05/2023 → Present
  Principal Securities Inc
  Melville, NY

Previous Registrations

• 2014-02-10 → 2023-05-23
  Ameriprise Financial Services, Llc
  East Meadow, NY
  Garden City, NY
• 2012-10-01 → 2013-12-16
  J.P. Morgan Securities Llc
  Long Beach, NY
  East Rockaway, NY
  Baldwin, NY
  Rockville Centre, NY
  Long Beach, NY
• 2009-11-06 → 2012-10-01
  Chase Investment Services Corp.
  Baldwin, NY
  East Rockaway, NY
  Island Park, NY
  Forest Hills, NY
  Mineola, NY
  Forest Hills, NY
  Rockvile Center, NY
  Baldwin, NY
  Island Park, NY
• 2008-07-30 → 2008-12-09
  Equitable Advisors, Llc
  Melville, NY

Other Businesses

INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/23/2023 ADDRESS: 48 S Service Road, Suite 402, Melville NY 11747, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-28

Other Names

• Michael Liguori
• Michael J Liguori