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Alisa Ann Lee

Wells Fargo Clearing Services, LLC

Rockford, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-05-05
  • TX RA
    APPROVED_RES
    Since 2011-05-05

Branch Locations

6801 Spring Creek Road Ste 1A, Rockford, IL 61114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rockford IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rockford IL 11/2016 Present
Other Businesses

RENTAL PROPERTY, INV RELATED, LOVES PARK, IL, 50% OWNERSHIP, START: 6/1/2016, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD.;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-26
  • S63 Uniform Securities Agent State Law Examination
    1999-07-26

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
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UNITED CAPITAL FINANCIAL ADVISORS

Other Investors

JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
ZORANA OKILJ
DAVID RAY FEHRLE
JACK E WHEELER
THOMAS MARTIN WEIGHTMAN
EMILY MANEY VANHILLE
ERICH LEE VARGAZ

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
LPL FINANCIAL LLC · ROCKFORD, IL
UNITED CAPITAL FINANCIAL ADVISORS · ROCKFORD, IL

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