Jeffrey Deane Windes

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 06/2020
  Stifel, Nicolaus & Company, Incorporated
  New Orleans, LA
• 06/2020 → 02/2024
  Ameriprise Financial Services, Llc
  Metairie, LA
• 03/2024 → Present
  Ameriprise Financial Services, Llc
  Metairie, LA

Previous Registrations

• 2020-06-12 → 2024-03-05
  Ameriprise Financial Services, Llc
  Metairie, LA
• 2015-07-07 → 2020-06-22
  Stifel, Nicolaus & Company, Incorporated
  New Orleans, LA
• 2012-06-08 → 2015-07-07
  Intl Advisory Consultants Inc.
  New Orleans, LA
• 2002-08-14 → 2012-02-28
  Stifel, Nicolaus & Company, Incorporated
  New Orleans, LA
  New Orleans, LA
• 2001-03-13 → 2002-08-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Covington, LA

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-26
• S63 Uniform Securities Agent State Law Examination
  1990-05-02

Other Names

• Jeffrey Windes
• Jeff Windes
• Jeffrey Deane Windes