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Matthew Steven Alpert

Wells Fargo Clearing Services, LLC

Frontenac, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-12-22
MO RA APPROVED 2011-10-21
  • TX RA
    APPROVED
    Since 2011-12-22
  • MO RA
    APPROVED
    Since 2011-10-21

Branch Locations

10369 Clayton Rd, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Frontenac MO 09/2011 11/2016
Wells Fargo Clearing Services, Llc Frontenac MO 11/2016 Present
Other Businesses

CO-TRUSTEE FOR DAUGHTERS, INV RELATED,ST LOUIS , MO, START: 9/2011, 0 HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-20
S63 Uniform Securities Agent State Law Examination 2002-02-22
  • S65 Uniform Investment Adviser Law Examination
    2011-10-20
  • S63 Uniform Securities Agent State Law Examination
    2002-02-22

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGIC ADVISERS LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MIDLAND WEALTH MANAGEMENT
ANDERSON HOAGLAND & CO
WEDGEWOOD PARTNERS, INC.

Other Investors

KEVIN THOMAS MAXIM
LAURA ANN NETEMEYER
AVIS NANNETTE CHANDLER
KIMBERLY A KETTLER
Amelia Madai Tobias
KATHLEEN ANN TRIBOUT
LOUIS THOMAS PELLEGRINI
BARRY FRANCIS POWER

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
J.P. MORGAN SECURITIES LLC · Frontenac, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRONTENAC, MO
STRATEGIC ADVISERS LLC · ST. LOUIS, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT LOUIS, MO
WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · FRONTENAC, MO

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