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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-06
SC RA APPROVED 2022-06-06
TX RA APPROVED 2022-06-06
  • NY RA
    APPROVED
    Since 2022-06-06
  • SC RA
    APPROVED
    Since 2022-06-06
  • TX RA
    APPROVED
    Since 2022-06-06

Branch Locations

2050 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow Myrtle Beach SC 09/2011 02/2021
Bb&T Securities, Llc Myrtle Beach SC 01/2013 02/2021
Truist Investment Services, Inc. Myrtle Beach SC 02/2021 06/2022
Truist Advisory Services, Inc. Myrtle Beach SC 02/2021 06/2022
Wells Fargo Clearing Services, Llc Myrtle Beach SC 06/2022 Present
  • 09/2011 → 02/2021
    Scott & Stringfellow
    Myrtle Beach, SC
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Myrtle Beach, SC
  • 02/2021 → 06/2022
    Truist Investment Services, Inc.
    Myrtle Beach, SC
  • 02/2021 → 06/2022
    Myrtle Beach, SC
  • 06/2022 → Present
    Myrtle Beach, SC
Previous Registrations
  • 2021-02-17 → 2022-06-06
    Atlanta, GA
    Myrtle Beach, SC
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Myrtle Beach, SC
    Richmond, VA
  • 2011-09-14 → 2013-01-02
    Scott & Stringfellow, Llc
    Myrtle Beach, SC
  • 2005-10-31 → 2011-09-13
    Surfside Beach, SC
    Myrtle Beach, SC
    Charleston, SC
    Georgetown, SC
    Columbia, SC
    Raleigh, NC
  • 1998-04-08 → 2005-11-15
    Morgan Stanley Dw Inc.
    Myrtle Beach, SC
Other Businesses

FANCY FROCKS & OTHER FINERY LLC, NOT INV RELATED, MYRTLE BEACH, SC, 100% OWNERSHIP WITH SPOUSE, START 11/20/2009, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, BRIDAL SHOP. SEA BREEZE PLACE LLC, INV RELATED, MYRTLE BEACH, SC, 100% OWNERSHIP, START 5/8/2012, 1 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS COMMERCIAL REAL ESTATE. FARISH TIMBER PROPERTIES LLC, INV RELATED, MURRELLS INLET, SC, 100% OWNERSHIP, START 11/22/2019, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, TIMBERLAND. FARISH PROPERTIES-DOGWOOD, LLC, INVT RELATED, MURRELLS INLET, SC, 100% OWNERSHIP, START DATE 2/23/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF LLC TO HOLD RENTAL PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-21
S63 Uniform Securities Agent State Law Examination 1990-02-16
  • S65 Uniform Investment Adviser Law Examination
    1994-01-21
  • S63 Uniform Securities Agent State Law Examination
    1990-02-16
Designations
Other Names
  • Mike Farish
  • Michael Dale Farish
  • Michael D Farish

View on SEC IAPD

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