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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-22
OH RA APPROVED 1999-09-18
  • TX RA
    APPROVED_RES
    Since 2013-03-22
  • OH RA
    APPROVED
    Since 1999-09-18

Branch Locations

22901 Millcreek Blvd Ste 375, Cleveland, OH 44122 • United States

Parma, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cleveland OH 09/2005 03/2020
Ameriprise Financial Services, Llc Cleveland OH 03/2020 Present
Other Businesses

Business Ownership; Advanced Advisors LLC; manage property; LLC formed for sole purpose for managing advisor realestate; 22901 millcreek blvd, , highland hills, OH, 00000; Not Investment-Related; 01/17/2002; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-03
  • S63 Uniform Securities Agent State Law Examination
    1990-08-03

View on SEC IAPD

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