Albert Elrod

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Stifel Nicolaus & Co Inc
  Southport, NC

Previous Registrations

• 2008-01-01 → 2012-01-05
  Wells Fargo Clearing Services, Llc
  Southport, NC
• 2004-05-04 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Southport, NC
  St. Louis, MO

Other Businesses

1. Trustee Mount Olive College; 634 Henderson St, Mount Olive, NC 28365; Board of Trustees. on Finance Committee; attend 4 trustees meeting per year to discuss a variety of topics; 01/05/2010; 30 Hours per Year; During securities trading hours; Not Investment-Related. 2. EJL Holdings LLC; 137 gazebo ct Wilmington NC 28409; own real estate; 1/ 3 owner; 10/31/2007; 4.00 Hour(s) Per Year; not during securities trading hours; Investment-Related 3. Commercial rental property; 137 Gazebo Ct, Wilmington, NC 28409; Owner; 06/01/1999; 1 Hour per Month; Not during securities trading hours; Investment-Related. 4. inlet point harbor BOD; 1213 culbreth dr wilmington, NC 28405; home owners board; board member; being a member of board; 02/04/2014; 2hrs/qtr; Not during securities trading hours; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2004-05-03
• S63 Uniform Securities Agent State Law Examination
  1990-03-02