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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-02-25
TX RA APPROVED 2021-02-22
  • NJ RA
    APPROVED
    Since 2021-02-25
  • TX RA
    APPROVED
    Since 2021-02-22

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

700 West Ave. Ste 200, Ocean City, NJ 08226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Ocean City NJ 10/1996 02/2021
Massmutual Life Insurance Company Ocean City NJ 09/1996 02/2021
Lpl Financial, Llc Ocean City NJ 02/2021 Present
Private Advisor Group, Llc Morristown NJ 02/2021 Present
  • 10/1996 → 02/2021
    Mml Investors Services, Inc.
    Ocean City, NJ
  • 09/1996 → 02/2021
    Massmutual Life Insurance Company
    Ocean City, NJ
  • 02/2021 → Present
    Lpl Financial, Llc
    Ocean City, NJ
  • 02/2021 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1. 2/22/2021 - OCEAN CITY YOUTH ATHLETIC ASSOCIATION - Not Investment Related - 35th street baseball field, ocean city NJ - Non-Profit Board Member - Started 06/01/2010 - Assist in setting up season each year. 2. 2/22/2021 - No Business Name - Not Investment Related - 701-703 BETHLEHEM PIKE ERDENHEIM, PA 19038 - REAL ESTATE RENTAL - Property Manager - Started 07/01/2017 - Time Spent 1% - PROPERTY MANAGER FOR APT BUILDING. 3. 2/22/2021 - OCEAN CITY FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 07/01/1997 - 25 Hours Per Month/4 Hours During Securities Trading - Time Spent 50%. 4. 2/24/2021 - Private Advisor Group - DBA: (Hybrid) Ocean City Financial Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/1997 - 25 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/24/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 2/16/2021 - 25 Hours Per Month - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 05/08/2023 - ocean city financial group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - financial planner - Start Date 02/01/2020 - 5 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-03-01
  • S63 Uniform Securities Agent State Law Examination
    1990-03-01
Designations
Other Names
  • Mark R. Reimet

View on SEC IAPD

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