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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-02-28
TX RA APPROVED 2019-02-28
  • NJ RA
    APPROVED
    Since 2019-02-28
  • TX RA
    APPROVED
    Since 2019-02-28

Branch Locations

830 Morris Tpke Ste 488, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Short Hills NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Short Hills NJ 11/2016 02/2019
Wells Fargo Advisors Financial Network, Llc Short Hills NJ 02/2019 Present
Previous Registrations
Other Businesses

REY FINANCIAL GROUP LLC; INV. RELATED; MORRISTOWN, NJ; 35.50% OWNERSHIP; FINET PRACTICE; START DATE 3/2019; 50 HRS PER MONTH; 32.5 HRS DURING TRADING.; CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, CRANFORD, NJ, START: 5/10/2022, 4 HRS/MONTH, 4 HRS DURING TRADING.; POWER OF ATTORNEY FOR FATHER, INV RELATED, WARREN, NJ, START: 7/1/2022, 0 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR DECEASED MOTHER'S TRUST; INV. RELATED; WARREN, NJ; START DATE 10/31/2022; 4 HRS PER MONTH; 4 HRS DURING TRADING.; CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, WARREN, NJ, START: 10/31/2022, 4 HRS/MONTH, 4 HRS DURING TRADING. NJ AUDOBON SOCIETY, INVT RELATED, BERNARDSVILLE, NJ, FINANCE COMMITTEE MEMBER, START DATE 12/4/2024, 1 HR PER MONTH AND DURING TRADING, ATTENDING MEE3TINGS, COLLABORATING WITH OTHER MEMBERS OF THE COMMITTEE TO REVIEW PROPOSED BUDGETS AND TRACKING, HELPING PROVIDE INSTITUTIONAL KNOWLEDGE ON HISTORY OF ORGANIZATION AS WELL AS GENERAL INVESTMENT EDUCATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-23
  • S66 Uniform Combined State Law Examination
    2010-11-23
Designations
Other Names
  • Ashley D Rey
  • Ashley Rey
  • Ashley Danielle Rey

View on SEC IAPD

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