Xavier Clemente Felipe

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-24
FL	RA	APPROVED	2024-11-13
VA	RA	APPROVED	2024-10-22
SC	RA	APPROVED	2024-10-21
NY	RA	APPROVED	2024-10-18
NC	RA	APPROVED	2024-10-18
MI	RA	APPROVED	2024-10-16
CT	RA	APPROVED	2024-10-15
GA	RA	APPROVED	2024-10-15
PA	RA	APPROVED	2024-10-15
CA	RA	APPROVED	2024-10-14

TX RA
APPROVED_RES

Since 2025-02-24
FL RA
APPROVED

Since 2024-11-13
VA RA
APPROVED

Since 2024-10-22
SC RA
APPROVED

Since 2024-10-21
NY RA
APPROVED

Since 2024-10-18
NC RA
APPROVED

Since 2024-10-18
MI RA
APPROVED

Since 2024-10-16
CT RA
APPROVED

Since 2024-10-15
GA RA
APPROVED

Since 2024-10-15
PA RA
APPROVED

Since 2024-10-15
CA RA
APPROVED

Since 2024-10-14

Branch Locations

3920 Veterans Memorial Highway Suite 11, Bohemia, NY 11716 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services Inc.	Holbrook	NY	01/2006	10/2024
Osaic Advisory Services	Atlanta	GA	10/2024	Present
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

01/2006 → 10/2024

American Portfolios Financial Services Inc.

Holbrook, NY
10/2024 → Present

Osaic Advisory Services

Atlanta, GA
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2006-03-21 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY
2005-10-25 → 2006-02-08

Janney Montgomery Scott Llc

Melville, NY

Other Businesses

POSITION: CFP NATURE: LIFE INSURANCE, HEALTH, LONG TERM CARE INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 02/02/2006 ADDRESS: 3920 Veterans Memorial Hwy, ste 11, Bohemia NY 11746, United States DESCRIPTION: I provide life insurance services to my clients as part of their overall financial plan. XF Capital, life insurance, not securities related, start date = 12/3/2015, 100% ownership, 20 hours per month, 2 hours per month during market hours BARONS FINANCIAL. INSURANCE. RESEARCH IDEAS. DUE DILIGENCE. NOT SECURITIES RELATED. START DATE 1/2016. 64 HOURS DEVOTED PER MONTH, 64 HOURS DURING MARKET HOURS. XFelipe Solar Consultants - Solar Panel Sales - Investment Related? NO - Start Date 7/1/2019 - Sales Lead - Commission annually - Hours devoted per month, 20 - Hours devoted per month during market hours, 4 Ethos Life Ins. - Life insurance sales, not investment related, start date = 9/2021 0 hours devoted per month Dont Blink Insurance.net - Life insurance and long term care, not investment related, start date = Nov. 2021, 40% ownership, 5 hours/month.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-06-11

S63 Uniform Securities Agent State Law Examination

1990-06-11

Designations

Certified Financial Planner

View on SEC IAPD