Paul Baldino

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-07
WI	RA	APPROVED	2013-06-21

TX RA
APPROVED_RES

Since 2019-01-07
WI RA
APPROVED

Since 2013-06-21

Branch Locations

Milwaukee, WI • United States

102 East Pier St, Port Washington, WI 53074 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	11/2012	06/2020
Equitable Advisors, Llc	New York	NY	11/2012	Present

11/2012 → 06/2020

Axa Advisors, Llc

New York, NY
11/2012 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1/2016 MILWAUKEE COMMUNITY SAILING CENTER 1450 N Lincoln Memorial Dr Milwaukee, WI 53202 - Board Member- 3 hrs month; Outside Insurance Carriers;1/2019 - Lake Financial Group - DBA; 11/19 - Waterford Wine 2120 N Farwell Ave Milwaukee, WI 53202-Staff assisting with tastings, 9 hrs Month; Administrator or executor of an estate or trustee of a trust for a non-family or family member

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-06-07
S63	Uniform Securities Agent State Law Examination	2013-01-03

S65 Uniform Investment Adviser Law Examination

2013-06-07
S63 Uniform Securities Agent State Law Examination

2013-01-03

View on SEC IAPD