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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-08-28 |
| OH | RA | APPROVED | 2004-11-22 |
Branch Locations
5692 Georgetown Road, Indianapolis, IN 46254 • United States
9280 Montgomery Road Suite 300, Montgomery, OH 45242 • United States
38 Fountain Square Plaza, Cincinnati, OH 45202 • United States
Covington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities, Inc. | Cincinnati | OH | 03/1999 | Present |
A&D CENTURY LLC - NOT INVESTMENT RELATED - 3514-2520 ERIE AVE, CINCINNATI, OH 45208 - REAL ESTATE AND RESTAURANT MANAGEMENT - OWNER - 5 HRS/MO - WILL NOT INTERFERE WITH DUTIES AT FIRM - HELP ADMINISTER THE BUSINESS OF OWNING REAL ESTATE BY PAYING BILLS AND MONITORING THE PROPERTY AND COLLECTING RENT. HELP ON SITE AT RESTAURANT OWNED BY LLC WITH HOSTING AS WELL AS BOOKKEEPING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-29 |
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