Brooks Mccartney

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 01/2018
  Janus Distributors Llc
  Denver, CO
• 10/2005 → 01/2018
  Janus Management Holdings Corp
  Denver, CO
• 06/2018 → 11/2018
  Destra Capital Investments Llc
  Kirkland, WA
• 02/2018 → 05/2018
  Unemployed
  Kirkland, WA
• 11/2018 → 10/2021
  Banner Bank
  Spokane, WA
• 11/2018 → 10/2021
  Lpl Financial Llc
  Spokane, WA
• 10/2021 → Present
  Raymond James & Associates, Inc
  Mount Pleasant, SC
• 10/2021 → Present
  Raymond James & Associates, Inc.
  Kirkland, WA

Previous Registrations

• 2021-10-14 → 2025-08-01
  Raymond James & Associates, Inc.
  Mt Pleasant, SC
  Kirkland, WA
  Mount Pleasant, SC
  Mount Pleasant, SC
• 2018-11-05 → 2021-10-20
  Lpl Financial Llc
  Spokane, WA
  Bend, OR
  Spokane, WA
  Liberty Lake, WA
  Sandpoint, ID
  Colville, WA
  Spokane Valley, WA
  Spokane, WA
  Spokane, WA
  Millwood, WA
  Hayden, ID
  Spokane, WA
  Spokane, WA
  Spokane, WA
  Veradale, WA
  Chewelah, WA
  Spokane, WA
  Ephrata, WA
  Kettle Falls, WA
  Tekoa, WA
  Clarkston, WA
  Lewiston, ID
  Moscow, ID
  Cheney, WA
  St. Maries, ID
  Lewiston, ID
  Pullman, WA
  Spokane, WA
  Orofino, ID
  Palouse, WA
  Rockford, WA
  Hermiston, OR
• 2018-08-27 → 2018-11-06
  Destra Capital Advisors Llc
  Kirkland, WA
  Bozeman, MT

Other Businesses

Mr. McCartney conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) Brookside Private Wealth. Mr. McCartney is an investment advisor representative and devotes 160 hours per month to this activity during trading hours. Mr. McCartney is a licensed insurance agent/broker. He may offer insurance products and receive customary fees as a result of insurance sales. A conflict of interest may arise as these insurance sales may create an incentive to recommend products based on the compensation earned. To mitigate this potential conflict, Mr. McCartney, as a fiduciary, will act in the client's best interest.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-27
• S63 Uniform Securities Agent State Law Examination
  1990-02-26

Other Names

• Brooks Devlon Mccartney