Melvin Lee Walters

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1989 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Bend, OR
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Bend, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Bend, OR

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Bend, OR
  Cathedral City, CA
• 2003-08-04 → 2020-11-06
  Kms Financial Services, Inc.
  Bend, OR
  Seattle, WA

Other Businesses

***DBA - Mel Walters Investments & Insurance ***MEL WALTERS INVESTMENTS & INSURANCE POSITION: Owner NATURE: Insurance License INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 11/01/1987 ADDRESS: 695 SW MILL VIEW WAY, Ste 205, Bend OR 97702, United States DESCRIPTION: Sell and service Life and disability Insurance ***MEL WALTERS INVESTMENTS & INSURANCE / SECURITIES AMERICAVEST POSITION: Owner / Advisor NATURE: SAA Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1990 ADDRESS: 695 SW MILL VIEW WAY, Ste 205, Bend OR 97702, United States DESCRIPTION: Comprehensive financial planning, to include but not be limited to: Investment Research, Asset Allocation, Asset Monitoring, Portfolio Rebalancing, Investment tax support, Retirement Income planning, Estate planning services, periodic reviews with Albridge Wealth Reports, ETC...

Exams

• S66 Uniform Combined State Law Examination
  2003-04-03
• S63 Uniform Securities Agent State Law Examination
  1990-01-26

Other Names

• Mel Walters (Jr)
• Melvin Lee Walters