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Charles Henry Shreve

LPl Financial LLC

Fremont, CA

Brentwood, CA

Castro Valley, CA

San Jose, CA

Danville, CA

Hayward, CA

San Leandro, CA

Pleasanton, CA

Livermore, CA

Fremont, CA

San Francisco, CA

Union City, CA

Dublin, CA

Fremont, CA

Mountain View, CA

Walnut Creek, CA

Oakland, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-12
  • CA RA
    APPROVED
    Since 2018-04-12

Branch Locations

46635 Mission Blvd, Fremont, CA 94539 • United States

200 Sand Creek Rd Ste F, Brentwood, CA 94513 • United States

3549 Castro Valley Blvd, Castro Valley, CA 94546 • United States

160 W Santa Clara St, Ste 100, San Jose, CA 95113 • United States

210-B Rail Road Ave, Danville, CA 94526 • United States

1679 Industrial Pkwy West, Hayward, CA 94544 • United States

1480 E 14Th Street, San Leandro, CA 94577 • United States

6654 Koll Center Parkway #345, Pleasanton, CA 94566 • United States

1879 Holmes St, Livermore, CA 94550 • United States

39150 Fremont Blvd Fl 4, Fremont, CA 94538 • United States

200 Townsend Street, San Francisco, CA 94107 • United States

32000 Alvarado Blvd, Union City, CA 94587 • United States

3866 Fallon Rd, Dublin, CA 94568 • United States

40031 Mission Blvd, Fremont, CA 94539 • United States

565 San Antonio Road, Ste 21, Mountain View, CA 94040 • United States

1735 N Broadway, Walnut Creek, CA 94596 • United States

6300 College Ave Suite 160, Oakland, CA 94618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. San Francisco CA 02/2016 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 02/2016 04/2018
Lpl Financial Llc Fremont CA 04/2018 Present
Fremont Bank Fremont CA 04/2018 Present
Previous Registrations
  • 2016-02-23 → 2018-03-12
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
    San Francisco, CA
  • 2013-02-20 → 2016-03-08
    Strategic Advisers Llc
    Sunnyvale, CA
  • 2009-12-16 → 2012-09-19
    Ameriprise Financial Services, Llc
    San Jose, CA
  • 2009-07-16 → 2009-12-14
    Waddell & Reed
    Seattle, WA
  • 2005-11-17 → 2009-03-17
    U.S. Bancorp Investments, Inc.
    Santa Ana, CA
    Fremont, CA
    San Carlos, CA
    Benicia, CA
    Los Altos, CA
    Sunnyvale, CA
    San Francisco, CA
    Santa Rosa, CA
    Billings, MT
    Missoula, MT
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    Tucson, AZ
    Phoenix, AZ
    Tucson, AZ
    Riverside, CA
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    Portland, OR
    Poway, CA
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    Boise, ID
    Hagerman, ID
    Kuna, ID
    Mukilteo, WA
    Othello, WA
    Everett, WA
    Renton, WA
    Sedro Woolley, WA
    Sprague, WA
    Tukwila, WA
    Wenatchee, WA
    Nyssa, OR
    Medford, OR
    Sherwood, OR
    Stayton, OR
    Woodburn, OR
    Forest Grove, OR
    Las Vegas, NV
    Eureka, CA
    Sheridan, OR
    Elko, NV
    Las Vegas, NV
    Pasco, WA
    Seattle, WA
    Vancouver, WA
    Arvada, CO
    Irvine, CA
    Los Angeles, CA
    Santa Monica, CA
    Manhattan Beach, CA
    Colorado Springs, CO
    Hoquiam, WA
    San Diego, CA
    Hillsboro, OR
    Troutdale, OR
    Pollock Pines, CA
    Rohnert Park, CA
    San Jose, CA
    Redlands, CA
    Mira Loma, CA
    San Jose, CA
    Tucson, AZ
    El Cajon, CA
    Vista, CA
    San Diego, CA
    San Carlos, CA
Other Businesses

1) 12/30/2019 - FB Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2020 - 87 Hours Per Month/4 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-06
S63 Uniform Securities Agent State Law Examination 1991-02-26
  • S66 Uniform Combined State Law Examination
    2006-11-06
  • S63 Uniform Securities Agent State Law Examination
    1991-02-26
Other Names
  • Charles Henry Shreve
  • Charles Shreve Shreve
  • Chuck Shreve
  • Charles Henry Shreve

View on SEC IAPD

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