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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-16 |
| NJ | RA | APPROVED | 2022-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 10/2011 | 05/2017 |
| Hsbc Bank Usa, National Association | New York | NY | 05/2017 | 01/2022 |
| Hsbc Securities Usa, Inc. | New York | NY | 05/2017 | 01/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Livingston | NJ | 01/2022 | Present |
| Bank Of America N.A. | Livingston | NJ | 01/2022 | Present |
I* 719245 Entity Type: For Profit Name of OBA: Rental Property 1 Address: Nutley, New Jersey, 07110 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 5/6/2019 No Hours: 1 monthly No Hours during trading: 0 Duties: I own a rental property in NJ, The business is not investment related, address of property- Nutley, NJ, It is single dwelling home, I CO-own the property with my husband, It was rented in 2019, I do not devote any time for the business during security trading hours. It is a passive management and no time is required as we have maintenance contract if there are any issues with property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-12 |
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