James Richard Kerr

Current Employers

Employment History

• 04/2009 → 05/2018
  Massmutual
  White Plains, NY
• 05/2009 → 05/2018
  Mml Investors Services Inc
  White Plains, NY
• 05/2018 → 08/2025
  National Life Group
  White Plains, NY
• 07/2018 → 08/2025
  Equity Services Inc
  Montpelier, VT
• 08/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisors
  Schaumburg, IL

Previous Registrations

• 2021-06-22 → 2025-08-22
  Equity Services, Inc.
  Latham, NY
  White Plains, NY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/1988 APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: CORPORATE PLANS RETIREMENT STRATEGIES LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL AND INSURANCE ADVICE START DATE: 04/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WORK AS FINANCIAL ADVISOR;

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-08-22