James Patrick Hennessy

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-03-07

CA RA
APPROVED

Since 2007-03-07

Branch Locations

2999 Douglas Blvd Suite 110, Roseville, CA 95661 • United States

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wedbush Morgan Securities	Roseville	CA	03/2007	Present

03/2007 → Present

Wedbush Morgan Securities

Roseville, CA

Previous Registrations

2002-05-28 → 2007-03-16

Rbc Capital Markets, Llc

Roseville, CA

Roseville, CA

Other Businesses

Hennessy Net Wealth Management; Investment Related; Roseville, CA; DBA for Wedbush Securities business; Managing Director, Investments; Start: 06/2025; Approx: 160 Monthly during business hours; Duties: Money management.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-26
S63	Uniform Securities Agent State Law Examination	1990-01-29

S65 Uniform Investment Adviser Law Examination

1999-03-26
S63 Uniform Securities Agent State Law Examination

1990-01-29

View on SEC IAPD