James Patrick Hennessy

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-03-07

CA RA
APPROVED

Since 2007-03-07

Branch Locations

2999 Douglas Blvd Suite 110, Roseville, CA 95661 • United States

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wedbush Morgan Securities	Roseville	CA	03/2007	Present

03/2007 → Present

Wedbush Morgan Securities

Roseville, CA

Previous Registrations

2002-05-28 → 2007-03-16

Rbc Capital Markets, Llc

Roseville, CA

Roseville, CA

Other Businesses

Hennessy Net Wealth Management; Investment Related; Roseville, CA; DBA for Wedbush Securities business; Managing Director, Investments; Start: 06/2025; Approx: 160 Monthly during business hours; Duties: Money management.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-26
S63	Uniform Securities Agent State Law Examination	1990-01-29

S65 Uniform Investment Adviser Law Examination

1999-03-26
S63 Uniform Securities Agent State Law Examination

1990-01-29

View on SEC IAPD