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Joanne M Germak

Rbc Capital Markets, LLC

St. Petersburg, FL

St. Petersburg, FL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-05
FL RA APPROVED 2022-06-23
  • TX RA
    APPROVED_RES
    Since 2022-07-05
  • FL RA
    APPROVED
    Since 2022-06-23

Branch Locations

100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney St. Petersburg FL 06/2009 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Petersburg FL 10/2018 06/2022
Rbc Capital Markets, Llc St. Petersburg FL 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-08
  • S66 Uniform Combined State Law Examination
    2006-10-08
Other Names
  • Joanne Cain
  • Joanne Marie Cain
  • Joanne Marie Germak
  • Joanne Krause
  • Joanne Cain-Germak
  • Joanne Germak

View on SEC IAPD

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